-The protection of the small shareholder
as an investor.
- Consumers protection in stock-market investments.
Report issued by at the request of the Consumers and
Users Council. May 2002. By: Teresa Rodríguez
de las Heras Ballell
NATIONAL LEGISLATION
- Spanish legislation about institutions of investment
services. Revised Text of the Law 24/1988, of 28 July,
of Equities Market, reformed by the Law 37/1998, of
16 November.
- Performing rules in the stock – market. Royal
Decree 629/1993, of 3 May, about behaviour regulations
in the equities markets and compulsory registers.
EUROPEAN LEGISLATION
- The control and supervision of the
investments institutions. Council Directive 93/22/EEC
of 10 May 1993 on investment services in the securities
field
- Rules against the market abuse and
privileged information. Directive 2003/6/EC of the
European Parliament and of the Council of 28 January
2003 on insider dealing and market manipulation (market
abuse)
DICTA AND PROPOSALS
- Defence of small shareholders in Europe and Spain.
ADICAE Technical Tea, dossier USUARIOS journal, no.
64 September 2002
- The Principles of the small shareholders on the
companies government. (Euroshareholders)
This project is being sponsored by the DG SANCO of the European Commission and the National Institute of Consumption of Spain.
